University Access Dashboard - Methodology

How Universities Are Assessed

The UAEM Access Dashboard evaluates research universities on the degree to which their licensing practices promote access to publicly-funded health technologies for resource-limited populations globally.

UNIVERSITY SELECTION

How Universities Are Selected

For the dashboard’s initial launch, the Access Dashboard team selected 30 U.S. universities that receive the most public biomedical research funding. This selection criteria focuses the assessment on institutions receiving the largest share of public investment and therefore bearing the greatest responsibility to ensure resulting technologies are broadly accessible.

Going forward, we hope to expand data collection to include additional top research universities in the United States and other regions.

DATA COLLECTION

Two Categories of Data

Each university is assessed using two complementary data categories.

UAEM-Collected Data

Multiple investigators independently review TTO websites, press releases, and signatory lists using standardized search terms. Findings are cross-checked before scores are finalized.

SCORING

University-Reported Data

An online survey instrument is distributed to each university's Technology Transfer Office. Institutions that do not respond after two follow-up requests receive a score of 0 on all university-reported questions.

Calculating a University’s Score

Each university receives a total score out of 40 points, based on eight questions that assess different aspects of its licensing practices. Every question is scored on a 0–5 scale using a rubric specific to that question.

The higher the score, the more directly a university's practices support access to affordable, publicly-funded health technologies.

Each question and the associated score draws on one or both of the data sources described above. When a question uses both publicly-available and university-reported data, we count the higher score.

When a university does not respond to our data requests, the missing survey response counts as zero points. This was a deliberate decision to incentivize and reward transparency, a key goal of the dashboard.

Filter by source: All questions Both categories University-reported only Public data only
Q1
Access Licensing Commitments
What access and affordability-oriented licensing strategies has the university officially committed to?
Both 0–5 pts
Scoring rubric
0No official action and has no plans to do so.
1Committed to the general principle of socially responsible licensing, but has NOT committed to the principle of global access licensing for health technologies.
2Committed to the general principle of global access licensing that applies to health technologies, but has not endorsed or disclosed specific strategies for promoting access through licensing. E.g., Stanford Nine Points signatories.
3Committed to one or more specific licensing strategies that do NOT emphasize enabling generic production of university-researched medicines for LMICs AND do NOT address access and affordability for populations with health disparities in the United States. E.g., AUTM's Statement of Principles for the Equitable Dissemination of Medical Technologies.
4Committed to detailed, specific access licensing strategies that DO prioritize generic production of university-researched medicines for LMICs OR address access and affordability for populations with health disparities in the United States. E.g., AAP, ETAF, GALF.
5Committed to detailed, specific access licensing strategies that DO prioritize generic production of university-researched medicines for LMICs AND address access and affordability for populations with health disparities in the United States.

Method

Researchers reviewed major global-access signatory lists, then searched each university's official websites, licensing policies, and TTO materials.

University AND ("Global access licensing" OR "Stanford Nine Points" OR "Stanford 9 Points" OR "Licensing strategy" OR "AUTM" OR "Statement of Principles for the Equitable Dissemination of Medical Technologies" OR "ETAF" OR "University of California Licensing Guidelines" OR "AAP")

Why it matters

University licensing decisions affect whether medicines and health technologies are affordable and widely available. Higher scores reflect stronger and more specific commitments to improving access for underserved populations in both the United States and low- and middle-income countries.

Q2
Model License Transparency
Has the university made their model licensing agreement publicly available?
Both 0–5 pts
Scoring rubric
0Model licensing agreement is not publicly available.
3Agreement is available upon request.
5Agreement is freely accessible online, such as on the university's website.

Method

Researchers searched each university's official website and TTO materials.

University AND ("model license")

Why it matters

Publicly available model licensing agreements improve transparency by allowing researchers, companies, and the public to understand the standard terms a university may use when commercializing its inventions.

Q3
Non-Exclusive Licensing for All Research
What percentage of total research licenses were non-exclusive in the past two fiscal years?
University-reported 0–5 pts
Scoring rubric
0No response or 0% of total research licenses were non-exclusive.
10.1–20% of total research licenses were non-exclusive.
220.1–40% of total research licenses were non-exclusive.
340.1–60% of total research licenses were non-exclusive.
460.1–80% of total research licenses were non-exclusive.
580.1% or above of total research licenses were non-exclusive.

Method

University-reported via TTO survey. Non-responding institutions receive 0 on all survey-only questions after at least two follow-up requests.

Why it matters

Non-exclusive licenses allow multiple manufacturers to produce a technology simultaneously, enabling price competition and broader access compared to exclusive arrangements.

Q4
Non-Exclusive Licensing for Health Technologies
What percentage of health technology licenses were non-exclusive in the past two fiscal years?
University-reported 0–5 pts
Scoring rubric
0No response or 0% of health technology licenses were non-exclusive.
10.1–20% of health technology licenses were non-exclusive.
220.1–40% of health technology licenses were non-exclusive.
340.1–60% of health technology licenses were non-exclusive.
460.1–80% of health technology licenses were non-exclusive.
580.1% or above of health technology licenses were non-exclusive.

Method

University-reported via TTO survey. Health technologies are defined as pharmaceutical, diagnostic, medical device, or health-related biotechnology inventions.

Why it matters

The licensing rate specifically for health technologies is a more targeted indicator of a university's commitment to access, as health products most directly affect public health outcomes.

Q5
Access Provisions in Exclusive Licenses - LMICs
What percentage of exclusive health technology licenses included provisions for LMIC access in the past two fiscal years?
University-reported 0–5 pts
Scoring rubric
0No response or 0% of exclusive health licenses included LMIC access provisions.
10.1–20% of exclusive health licenses included LMIC access provisions.
220.1–40% of exclusive health licenses included LMIC access provisions.
340.1–60% of exclusive health licenses included LMIC access provisions.
460.1–80% of exclusive health licenses included LMIC access provisions.
580.1% of exclusive health licenses included LMIC access provisions.

Method

University-reported via TTO survey.

Why it matters

Even exclusive licenses can include access provisions requiring affordable pricing or compulsory licensing rights for low- and middle-income countries, enabling access without forgoing commercialization.

Q6
Access Provisions in Exclusive Licenses - US Populations
What percentage of the university's exclusive health technology licenses included provisions to promote access to populations with health disparities in the United States in the past two fiscal years?
University-reported 0–5 pts
Scoring rubric
0No response or 0% of exclusive health technology licenses included access provisions for U.S. populations with health disparities.
10.1–20% of exclusive health technology licenses included access provisions for U.S. populations with health disparities.
220.1–40% of exclusive health technology licenses included access provisions for U.S. populations with health disparities.
340.1–60% of exclusive health technology licenses included access provisions for U.S. populations with health disparities.
460.1–80% of exclusive health technology licenses included access provisions for U.S. populations with health disparities.
580.1% of exclusive health technology licenses included access provisions for U.S. populations with health disparities.

Method

University-reported. U.S. health disparity populations are defined as per National Institutes of Health classification.

Why it matters

Access disparities exist within the United States as well as globally. Provisions addressing domestic equity reflect a broader commitment to the social responsibility of publicly-funded research.

Q7
Best Practice Sharing
How has the TTO shared its best practices for access-oriented licensing in the past two academic years?
University-reported 0–5 pts
Scoring rubric
0No response; or no best-practice sharing activities undertaken.
1Participated in one mode of best-practice sharing (e.g., conference presentation, published case study).
3Participated in two modes of best-practice sharing.
5Participated in three or more modes of best-practice sharing.

Method

University-reported via TTO survey. Responses are verified where possible via publicly available records.

Why it matters

Sharing best practices accelerates adoption of access-oriented approaches across institutions and creates sector-wide norms for responsible licensing of publicly-funded health research.

Q16
Access Licensing Transparency
Does the university publicly disclose and explain its access-promoting licensing commitments and practices?
Public data 0–5 pts
Scoring rubric
0No public reference to promoting global access through socially responsible licensing.
1TTO website and/or social media offers brief, limited, and non-specific statements on social responsibility.
2TTO website and/or social media offers brief, limited, and non-specific statements on access licensing for health technologies.
3Website references endorsement or use of a specific, detailed access licensing policy, but does not post or link to the policy.
4Website provides or links to the full text of a specific, detailed access licensing document OR offers in-depth explanations, but not both.
5Website provides or links to BOTH the text of a specific, detailed access licensing document AND additional in-depth content related to access licensing.

Method

Researchers reviewed each university's official website, TTO materials, press releases, and recent social media content.

University AND ("Licensing" OR "TTO" OR "Licensing Practices")

Why it matters

Publicly explaining access-promoting licensing practices allows researchers, policymakers, and the public to evaluate whether a university's commitments are being put into practice.

GLOSSARY

Key Terms Explained